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Self-regulatory organization
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141	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]February 11, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:55:16 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Direct Edge Self-regulatory organization Economy of the United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
142	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:50:26 Business Financial economics Securities Exchange Act U.S. Securities and Exchange Commission ACT Security Self-regulatory organization OTC Bulletin Board United States securities law Financial Industry Regulatory Authority Financial regulation
143	Notice of Filing and Immediate Effectiveness of Amendment No. 31 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasda Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-10-02 15:26:38 Financial markets United States securities law Self-regulatory organizations Securities Exchange Act United States Securities and Exchange Commission Chicago Stock Exchange Financial Industry Regulatory Authority Algorithmic trading Stock market Financial economics Finance Financial system
144	SEC-36 SYSTEM NAME: Administrative Proceeding Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 12:48:51 Financial system Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Self-regulatory organization Security United States securities law Government Financial regulation
145	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 11, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:53:10 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Direct Edge Self-regulatory organization Economy of the United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
146	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 13, 2015 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 12:02:52 Finance Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer Trade Reporting And Compliance Engine Self-regulatory organization Security Registered representative General Securities Representative Exam United States securities law Financial economics Financial system
147	Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-29 14:11:04 Self-regulatory organizations Business Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Regulatory risk differentiation Regulatory compliance Financial economics Investment Finance
148	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 22, 2015 Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-22 16:04:02 Regulation NMS Beta Upsilon Chi Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
149	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 5, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
150	Microsoft Word - FORM 33-109F3.docx Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 21:20:28 Autorité des marchés financiers Self-regulatory organization British Columbia Securities Commission Ontario Securities Commission Securities Commission Provinces and territories of Canada 73rd United States Congress United States Securities and Exchange Commission Canadian securities regulation United States securities law Government Financial regulation

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